The individuals or companies that carry out the activities of investment advisory firms guide the choices of their clients without replacing them in final decision making.
Those allowed to perform the activities of investment advisory services are individual persons with proven experience in this area of activity, and companies that employ or use the services of people who can provide evidence of the same conditions of professional experience.
The conditions for approval of Investment Advisory Services are defined in CREPMF’s General Rules and Regulations and under CREPMF’s Instruction 6/97 relating to the approval of Go-Betweens, Investment Advisory Services and Salespersons.
